News, Stories,
Month: March 2018
Bernie’s Top 10 Compliance *ock Ups 2017 – Part 1
10. The Pratfall Insider trader caught after googling Insider Trading -$120,000 ($500,000) To be caught insider trading is criminal, but to catch yourself is, well that’s just embarrassing. A trader has been accused of taking advantage of his position after he was found to be googling “insider trading [on] an international account”. It wasn’t his first […]